News
Victoria Richards featured in The Financier Worldwide
Victoria writes that businesses are increasingly turning to arbitration as their preferred method of dispute resolution, evidenced by a rise in the number of new cases and from the opening of new arbitration centers.
Marie Barber featured in The Times Brief
Marie Barber, Managing Director in the Compliance and Regulatory Consulting practice, has had an opinion piece published in The Times Brief discussing the Criminal Finances Act and what it means for law firms.
The Independent.ie in Ireland has reported on Duff & Phelps' new Brexit research which revealed that 85% of business leaders surveyed believe that Brexit will lead to a fall in Irish exports.
Insights
Global Enforcement Review 2017
Just released, this report analyzes global enforcement trends in the financial services industry, including published data released by the UK Financial Conduct Authority (FCA), the U.S. Securities and Exchange Commission (SEC), the U.S. Commodity Futures Trading Commission (CFTC), the U.S. Financial Industry Regulatory Authority (FINRA), and the Securities and Futures Commission (SFC) of Hong Kong.
Extending the Senior Managers and Certification Regime
On July 26 2017, The Financial Conduct Authority (FCA) published its long-awaited Consultation Papers to extend the Senior Managers and Certification Regime (SM&CR) to all FCA regulated firms, currently estimated to be 47,000.
Hedgeweek MiFID II Blog Series: 90 Days and Counting
Duff & Phelps' Nick Bayley is has partnered with Hedgeweek to provide a monthly blog series providing insight on this imminent regulatory change. For firms which still have a lot to do, Nick explores what they should be prioritising as the deadline fast approaches.