Alan Keating

Managing Director, Financial Services Compliance and Regulation

Alan Keating is a managing director in the Financial Services Compliance and Regulation practice, based in the Dublin office. He is responsible for Duff & Phelps Management Company services in Ireland. Alan has over 20 years of experience in the financial services industry and has served on the board of several Irish AIF and UCITS funds since 2005. He has experience in a number of new license applications with the CBI and has fulfilled a range of PCF roles.

Alan spent 14 years at MUFG where his most recent role was CEO of MUFG’s Irish MiFID entity. He was also responsible for the MUFG Investor Services product offering in Europe. Prior to the purchase of UBS Fund Services by MUFG in 2015, he was head of Fund Accounting and Transfer Agency for UBS in Ireland. While at UBS, Alan was heavily involved in a number of strategic projects to establish fund platforms for the UBS Asset Management division. 

Alan is a Fellow of the Association of Chartered Certified Accountants and an AITI Chartered Tax Adviser.

 
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