Advice and Consulting by Jurisdiction

Duff & Phelps is a trusted and leading global compliance consultant to a variety of firms including hedge funds, private equity firms, wealth managers, corporate finance and broker dealers.

The global financial services industry is subject to increasing scrutiny and oversight, with the cost of making mistakes becoming higher both financially and with respect to reputation. New regulatory initiatives are impacting firms on a local and international level, requiring firms to be cognizant of all legislation and initiatives that affects them. By keeping on top of these regulations, firms retain their competitive advantage in an ever-changing landscape.

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Other Areas We Can Help

Alternative Asset Advisory

Provides an array of consulting services to alternative investment managers and investors.

Alternative Asset Advisory

Business Services

Broad and integrated range of regulatory financial reporting, company secretarial, and payroll services.

Business Services

Insights

Compliance

Are You Affected by The Securities Financing Transaction Regulation (SFTR)?

Compliance
Compliance

Extension of the Senior Managers and Certification Regime (SM&CR) Implementation Periods for Solo-Regulated Firms

Compliance
Compliance

FCA Update On COVID–19 and Information Security

Compliance
Compliance

Firms Need To Register For FCA’s New Data Collection Platform

Compliance

News